FinSA Art. 26 - Compensation from third parties

Einleitung zur Rechtsnorm FinSA:



Art. 26 FinSA from 2024

Art. 26 Financial Services Act (FinSA) drucken

Art. 26 Compensation from third parties

1 Financial service providers may accept compensation from third parties in association with the provision of financial services only if they:

  • a. have expressly informed the clients of such compensation in advance and the latter relinquish such compensation; or
  • b. pass the compensation on to the clients in full.
  • 2 The information for the clients must contain the type and scope of the compensation and must be given to them before provision of the financial service or conclusion of the contract. If the amount cannot be determined in advance, the financial service provider shall inform its clients of the calculation parameters and the ranges. If so requested, the financial service providers shall disclose the amounts effectively received.

    3 Compensation is defined as payments from third parties accruing to the financial service provider in association with the provision of a financial service, such as brokerage fees, commissions, discounts or other financial benefits.


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