FinSA Art. 14 - Non-assessable or lacking appropriateness or suitability

Einleitung zur Rechtsnorm FinSA:



Art. 14 FinSA from 2024

Art. 14 Financial Services Act (FinSA) drucken

Art. 14 Non-assessable or lacking appropriateness or suitability

1 If the information received by the financial service provider is insufficient for assessing the appropriateness or suitability of a financial instrument, it shall inform the client before providing the service that it cannot perform this assessment.

2 If the financial service provider is of the opinion that a financial instrument is not appropriate or suitable for its clients, it shall advise them against it before providing it.

3 A lack of knowledge and experience may be compensated for by providing clients with information.


Es besteht kein Anspruch auf Aktualität und Vollständigkeit/Richtigkeit.

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