FinSA Art. 2 - Scope of application

Einleitung zur Rechtsnorm FinSA:



Art. 2 FinSA from 2024

Art. 2 Financial Services Act (FinSA) drucken

Art. 2 Scope of application

1 This Act applies to all of the following, irrespective of their legal form:

  • a. financial service providers;
  • b. client advisers;
  • c. producers and providers of financial instruments.
  • 2 This Act does not apply to:

  • a. the Swiss National Bank;
  • b. the Bank for International Settlements;
  • c. occupational pension schemes and other institutions whose purpose is to serve occupational pensions (occupational pension schemes), as well as employer-sponsored foundations (employer-sponsored welfare funds); employers who manage the assets of their occupational pension schemes; employer and employee associations which manage the assets of their association schemes;
  • d. the following, provided their activities are subject to the Insurance Supervision Act of 17 December 2004 (1) (ISA):
  • 1. insurance companies,
  • 2. insurance intermediaries,
  • 3. ombudsman'"s offices;
  • e. public insurance institutions in accordance with Article 67 paragraph 1 of the Federal Act of 25 June 1982 (2) on Occupational Old Age, Survivors'" and Invalidity Pension Provision.
  • (1) SR 961.01
    (2) SR 831.40

    Es besteht kein Anspruch auf Aktualität und Vollständigkeit/Richtigkeit.

    Wollen Sie werbefrei und mehr Einträge sehen? Hier geht es zur Registrierung.